Overview

Job Title: Compliance Officer
Location: Cheadle Hulme
Salary: £25,000 – £30,000
Working Hours: Monday to Friday 9am to 5.30pm – Saturday (1 in 3) 9am to 11.30pm

Job Overview:
We are recruiting for our client in Cheadle Hulme. As the Compliance Officer, you would be responsible for ensuring that the company complies with its regulatory requirements and internal policies. For this position, you will need to use your organisational skills and collaborate with clients and colleagues in a fast-paced environment. You will also need to have excellent verbal and written communication skills. Your roles will include supporting the Compliance Manager and Senior Managers to ensure that the day-to-day office operations run smoothly by providing administrative support to the team. The role requires complete discretion.

Main Tasks/Duties and Responsibilities:
• Administrative support to the compliance team, including filing, data entry and typing 
• Reporting on a monthly/quarterly/annual basis 
• Maintain accurate records and documentation 
• Immediately report any problems or failures that may impact on the company and/or its clients/customers 
• Contribute towards the smooth running of the team
• Monitoring calls to ensure they’re following procedure 
• Adhere to all organisation policies and procedures
• Assist with the control and review of the Firm’s Compliance Framework and Policies.
• Producing compliance MI for board packs and meetings.
• Complete weekly Quality Assurance reviews
• Keeping abreast of regulated changes and matters impacting the business 
• Keep up to date with all latest FCA regulation.

Person Specification: 
• Must be able to communicate effectively at all levels in writing and verbally
• Must have customer service or administrative experience 
• Must be able to work in a fast-paced environment 
• Must be able to produce reports and information timely and in a clear and concise manner

Administration

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